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Luna vs ACA Group

ACA prices every firm separately. Luna has one price list.

ACA says ComplianceAlpha pricing "is customized based on your firm's size, regulatory needs, and the modules selected," and writes compliance manuals as a consulting engagement. Luna drafts your policies in the software, and its prices are on the page.

Why advisers choose Luna over ACA Group

01

One price list, for everyone

ACA quotes each firm by size, needs and modules. Luna's four prices are published, with no setup fee, and you cancel from inside the product.

02

Policies drafted by software, not billed by the hour

ACA lists compliance manual development under its advisory services. Luna drafts 17 policies from your answers, versioned and acknowledged, on every paid plan.

03

Your states and your registrations

Reviewed state deadlines, IARD renewal dates and cited state rules, plus a dated log of every Form U4, U5 and ADV amendment. ACA's technology pages show neither.

04

Start today, not after a strategy session

Sign up, set your registration type and states, and your calendar, policies and code of ethics are running the same day.

The scorecard

10 things Luna does that ACA Group's website does not show. Luna's column is what ships today.

CapabilityLunaACA Group
Price on the websiteYes. Every price, free to $1,499/moNot shown on their website. "Customized"
Start without a demoYes. Free plan; 14-day trials, no cardNot shown on their website. Demo or meeting first
No annual contractYes. Month to month; cancel in the productNot shown on their website. Not shown on their site
Compliance calendarYes. Fitted to SEC, state or ERA registrationYes.
Your states' deadlines and rulesYes. Reviewed deadlines, IARD dates, cited rulesNot shown on their website. Not shown on their site
Policies drafted for your firmYes. 17 policies drafted from your answersNot shown on their website. Manual writing sold as consulting
AI Marketing Rule reviewYes. Cites the rule and the page; a person approvesYes. Encore AI
Code of ethics: gifts, OBAs, politicalYes. Gift limits measured for youYes.
Personal trading preclearanceYes. Linked brokerage accounts; every trade checked dailyYes.
MNPI register and insider listsYes. Daily SEC filing check; insiders auto-deniedYes. Control room
Form U4, U5 and ADV amendment trackingYes. Each one dated by your strictest stateNot shown on their website. ADV filing as a managed service
IAR continuing educationYes. Per IAR, against each of their states' rulesNot shown on their website. Not shown on their site
SEC exam workspaceYes. Request letter split into owned, dated itemsYes. Exam prep documentation
Email archive and reviewYes. Included on Firm PlusYes. 85+ connectors
Anonymous whistleblower reportingYes. No account, IP or time storedNot shown on their website. Not shown on their site
AI answers from your own policiesYes. Ask Luna, on every paid planNot shown on their website. Not shown on their site
Separate deployment per firmYes. Its own app and databaseNot shown on their website. Not shown on their site

✓ yes   ✕ no   – not shown on ACA Group's website when we read it, which is a statement about the website, not about what they may offer privately.

In ACA Group's own words

“Pricing is customized based on your firm's size, regulatory needs, and the modules selected.”
ACA technology

In detail

TopicLunaACA Group
PriceCalendar free, Solo $199/mo, Firm $699/mo, Firm Plus $1,499/mo. On the page, the same for every firm. No setup fee, no per-account fee.Customized per firm. "Contact us for a tailored quote."
How you startSign up and use it today. Calendar is free with no card; paid plans start with a 14-day trial, no card. Nobody has to talk to sales."Schedule a Demo" or book a meeting.
Policies17 policies drafted from your answers, in the software."Compliance Manual Development for RIAs and ERAs" as an advisory service.
ConsultingNone. Luna is software and gives no legal advice.Advisory and managed services, including outsourced CCO and mock exams.
CommunicationsEmail archive and review, on Firm Plus, included.Email, collaboration, social, mobile and voice, with 85+ connectors.
SecurityEach firm gets its own deployment and database, in the United States, with multi-factor sign-in for every user. SOC 2 Type 2 and ISO 27001 audit work underway since October 6, 2026."Complies with SOC 2, GDPR, and other standards."

About ACA Group: ACA Group is a governance, risk and compliance firm offering advisory and managed services, including outsourced CCO support and mock exams, alongside its ComplianceAlpha platform. Sources, each read October 11, 2026: ACA technology, ACA compliance management, ACA employee compliance, ACA compliance program development. If something here is out of date, tell us at sales@lunacompliance.io and we will correct it.

Coming next in Luna

Luna ships every week. This is what is underway or next, so you are comparing against where it is going, not only where it is.

  • UnderwaySOC 2 Type 2 and ISO 27001. Audit work began October 6, 2026.
  • NextNet worth and bond monitor for state-registered advisers.
  • NextState-aware marketing review and advisory contract review.
  • ComingAnnual review workspace and mock exam prep, on Firm Plus.

Questions

How much does ComplianceAlpha cost?
ACA says pricing is customized by firm size, regulatory needs and modules, and asks you to contact it for a quote. Luna's prices are published.
How long does it take to move from ComplianceAlpha to Luna?
Sign up and your calendar is set up for your registration type and your states the same day. Luna drafts your policies from your answers about how the firm runs, and can read your filed Part 2A to propose your firm's rules, so there is no manual to rebuild by hand. Keep your old system's records as long as the books and records rules require.